Working Papers

These papers are working drafts of research which often appear in final form in academic journals. The published versions may differ from the working versions provided here.

SSRN Research Paper Series

The Social Science Research Network’s Research Paper Series includes working papers produced by Stanford GSB and the Rock Center.

You may search for authors and topics and download copies of the work there.

Academic Area
Centers & Initiatives
Results for

When Should You Adjust Standard Errors for Clustering?

Alberto Abadie, Susan Athey, Guido W. Imbens, Jeffrey Wooldridge
October92017

In empirical work in economics it is common to report standard errors that account for clustering of units. Typically, the motivation given for the clustering adjustments is that unobserved components in outcomes for units within clusters are…

The Long-Term Consequences of Teacher Discretion in Grading of High Stakes Tests

Rebecca Diamond, Petra Persson
October22017

We examine the long-term consequences of teacher discretion in grading of high stakes tests. Bunching in Swedish math test score distributions reveal that teachers inflate students who have “a bad test day,” but do not discriminate based on…

Structured Embedding Models for Grouped Data

Maja Rudolph, Francisco Ruiz, Susan Athey, David Blei
September282017

Word embeddings are a powerful approach for analyzing language, and exponential family embeddings (EFE) extend them to other types of data. Here we develop structured exponential family embeddings (S-EFE), a method for discovering embeddings that…

Optimal Capital Structure and Bankruptcy Choice: Dynamic Bargaining vs Liquidation

Samuel Antill, Steven Grenadier
September12017

We model a firm’s optimal capital structure decision in a framework in which it may later choose to enter either Chapter 11 reorganization or Chapter 7 liquidation. Creditors anticipate equityholders’ ex-post reorganization incentives and price…

Are Ideas Getting Harder to Find?

Nicholas A. Bloom, Charles I. Jones, John Van Reenen, Michael Webb
September2017

In many growth models, economic growth arises from people creating ideas, and the long-run growth rate is the product of two terms: the effective number of researchers and their research productivity. We present a wide range of evidence from…

Estimation and Inference of Heterogeneous Treatment Effects using Random Forests

Susan Athey, Stefan Wager
July102017

Many scientific and engineering challenges — ranging from personalized medicine to customized marketing recommendations — require an understanding of treatment effect heterogeneity. In this paper, we develop a non-parametric causal forest for…

Dynamic Coordination and Intervention Policy

Lin William Cong, Steven Grenadier, Yunzhi Hu
June122017

We model a dynamic economy with strategic complementarity among investors and endogenous government interventions that mitigate coordination failures. We establish equilibrium existence and uniqueness, and show that one intervention can affect…

Sampling-Based vs. Design-Based Uncertainty in Regression Analysis

Alberto Abadie, Susan Athey, Guido W. Imbens, Jeffrey M. Wooldridge
June2017

Previously titled: Finite Population Causal Standard Errors

Consider a researcher estimating the parameters of a regression function based on data for all 50 states in the United States or on data for all visits to a website. What…

The Digital Privacy Paradox: Small Money, Small Costs, Small Talk

Susan Athey, Christian Catalini, Catherine E. Tucker
June2017

‘Notice and Choice’ has been a mainstay of policies designed to safeguard consumer privacy. This paper investigates distortions in consumer behavior when faced with notice and choice which may limit the ability of consumers to safeguard their…

Design of Macro-Prudential Stress Tests

Dmitry Orlov, Pavel Zryumov, Andrzej Skrzypacz
May302017

We study the design of macro-prudential stress tests and capital requirements. The tests provide information about correlation in banks portfolios. The regulator chooses contingent capital requirements that create a liquidity buffer in case of a…

Bias in Cable News: Real Effects and Polarization

Gregory J. Martin, Ali Yurukoglu
April52017

We measure the persuasive effects of slanted news and tastes for like-minded news, exploiting cable channel positions as exogenous shifters of cable news viewership. Channel positions do not correlate with demographics that predict viewership and…

Do MBAs Pick Winning Stocks When Choosing Their First Job?

Monica Bhole, Paul Oyer
April2017

Every summer and fall, freshly minted MBAs and MBA summer interns take new positions at companies. We analyze whether their choices have any predictive power on the success of those companies. We show that MBAs tend to join companies that have…

Multilateral Trade Bargaining: A First Peek at the GATT Bargaining Records

Kyle Bagwell, Robert W. Staiger, Ali Yurukoglu
March2017

This paper empirically examines recently declassified data from the GATT/WTO on tariff bargaining. Focusing on the Torquay Round (1950-51), we document six stylized facts about these interconnected high-stakes international negotiations.…

Unification versus Separation of Regulatory Institutions

Dana Foarta, Takuo Sugaya
February152017

Why might a country choose to aggregate regulatory information into a single government agency? And what might reverse this choice? We consider an oversight setting in which the institutional structure affects access to information. A regulator…

Nash-in-Nash Tariff Bargaining with and without MFN

Ali Yurukoglu, Kyle Bagwell, Robert Staiger
February2017

We provide an equilibrium analysis of the efficiency properties of bilateral tariff negotiations in a three-country, two-good general equilibrium model of international trade when transfers are not feasible. We consider “weak-rules” …

The Impact of News Aggregators on Internet News Consumption: The Case of Localization

Susan Athey, Mark Mobius
January112017

A policy debate centers around the question whether news aggregators such as Google News decrease or increase traffic to online news sites. One side of the debate, typically espoused by publishers, views aggregators as substitutes for traditional…

Solving Heterogeneous Estimating Equations with Gradient Forests

Susan Athey, Julie Tibshirani, Stefan Wager
January2017

We propose a method for non-parametric statistical estimation, based on random forests (Breiman, 2001), that can be used to fit any heterogeneous parameter of interest identified as the solution to a set of local estimating equations. Following…

Matrix Completion Methods for Causal Panel Data Models

Susan Athey, Mohsen Bayati, Nick Doudchenko, Guido W. Imbens, Khashayar Khosravi
2017

In this paper we develop new methods for estimating causal effects in settings with panel data, where a subset of units are exposed to a treatment during a subset of periods, and the goal is estimating counterfactual (untreated) outcomes for the…

Dynamic Trading: Price Inertia and Front-Running

Yuliy Sannikov, Andrzej Skrzypacz
December72016

We build a linear-quadratic model to analyze trading in a market with private information and heterogeneous agents. Agents receive private taste/inventory shocks and trade continuously. Agents differ in their need for trade as well as the cost to…

Optimal Regulation of Financial Intermediaries

Sebastian Di Tella
September2016

Revise and Resubmit at American Economic Review

I characterize the optimal financial regulation policy in an economy where financial intermediaries trade capital assets on behalf of households, but must retain an equity stake for…